For those who have completed Level I of the CFA® Program, this RG146 Gap Training program enables both CFA® charterholders and candidates to meet ASIC training requirements “for those providing financial product advice.”

The training program is based on the material specified in ASIC’s Regulatory Guide 146: Licensing: Training of Financial Product Advisers, is not contained in Level I of the CFA Program. Successful completion of Level I of the CFA Program plus this RG146 Gap Training Program satisfies five ASIC knowledge competency areas. More information can be found here.


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