MiFID II

MiFID Conduct-of-Business Rules

Read More

Policy Position

Dark Pools - Ensuring transparent and fair markets

Read More

Policy Position

Analyst Research

The way firms manage analyst research has considerable impact on the validity and accuracy of the resulting reports.

 

Read More

Diversity Council

Our Diversity Council exists to raise awareness around the significant issue of diversity disparity and to effect positive change and achieve outcomes that lead to industry and community transformation around this issue.

Read More

Advocacy Council

Our Advocacy Council exists to serve the greater good by creating an environment where investor and community rights come first, markets function at their best and economies grow

Read More