What is the 301 Series?

The 301 series is a unique series of 3 events that has been developed for professionals who already have a basic understanding of particular asset types and would like to develop their expertise further. The series covers a range of asset’s whose analysis may use some of the basic valuation principles of equity and fixed income but are adapted in specific ways. The series will also include ethics and professional standards relating specifically to wealth management and investment professionals. Each of the 301 series events will be led by an expert in their field, who will provide a detailed knowledge of how to evaluate, analyse and apply relevant to investment and professional principles.

   Event 2: ETHICS  301
Date:  Friday, 29 May 2020
Time:  12:00pm(AEST)
Cost:   Free

The 301 series Ethics and Professional Standards session will be focusing on the key elements of the CFA Code of Ethics and Professional Standards:

  • Ethics principles and framework
  • Behavioural biases
  • Practical application of analysing and dealing with ethical dilemmas, and
  • The development and application of critical and ethical thinking.

This session will be addressing common situations we come across through our business dealings, aiming to provide tools or vocabulary to help us better deal with and manage our biases.

CFA Societies Australia has determined that this program qualifies for 1 CE credit hour in the content areas of Standards, Ethics, and Regulations (SER) under the guidelines of the CFA Institute Continuing Education Program. If you are a CFA Institute member, use the member app to record your CE credit for your participation in this presentation.